The SEC announced SRO rule changes and proposals for the week of October 30 to November 3, 2017.
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The SEC proposed amendments to simplify disclosure requirements for public companies, investment advisers and investment companies.
The SEC named Charles Cain as the new Chief of the SEC Enforcement Division's Foreign Corrupt Practices Act Unit.
IOSCO updated the 2015 peer reviews on the "Regulation of Money Market Funds" and the "Implementation of Incentive Alignment Recommendations for Securitisation."
CFTC Commissioner Brian D. Quintenz highlighted the swap dealer de minimis rules as an example of an area that demands more nuanced regulatory consideration.