The CFTC approved technical amendments to rules concerning the registration of intermediaries and rules relating to the review of certain adverse exchange access and disciplinary actions.
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Federal Reserve Bank of New York Senior Vice President Lorie Logan discussed the future of the London Interbank Offered Rate and efforts to administer and produce more effective reference rates.
In an annual Regulatory and Examination Priorities Letter, FINRA identified major areas of focus for 2018.
FINRA requested comments on proposed notification requirements intended to "improve FINRA's ability to monitor for events that signal an adverse change" in liquidity risk.
The MSRB is seeking applicants for five positions on its Board of Directors. Interested parties must submit their applications by February 16, 2018.