A former hedge fund portfolio manager agreed to a permanent bar from the securities industry for allegedly mismarking certain securities in order to improperly inflate their value.
News & Insights
22403 News Results
Republican members of Congress filed an amicus brief supporting President Donald Trump and Acting CFPB Director Mick Mulvaney in a lawsuit challenging the President's appointment of Mr. Mulvaney as acting head of the CFPB.
A former short-term interest rate derivatives trader agreed to a fine and permanent industry ban for his role in a scheme to manipulate LIBOR.
The FDIC adopted a final rule to international banking regulations that replaces references to credit ratings in the definition of "investment grade".
The SEC announced SRO rule changes and proposals for the week of February 26 to March 2, 2018.