The SEC and DOJ filed charges against the former Chief Information Officer of Equifax's United States Information Systems business unit for trading on material nonpublic information.

A health technology company and its founder agreed to settle SEC charges that it defrauded investors.

CFTC Commissioners urged European Union regulators to continue cross-border regulatory deference, notwithstanding the United Kingdom's exit from the EU.

An internet-based financial technology company agreed to pay a fine to settle SEC charges that it issued stock options to employees without registering the offering or complying with relevant disclosure requirements.

A foreign bank entered into a consent agreement with the Board of Governors of the Federal Reserve System. The bank agreed to strengthen its sanctions screening systems and Bank Secrecy Act/Anti-Money Laundering processes.