The UK Financial Conduct Authority advised market participants that firms engaging in business related to cryptocurrency derivatives must comply with applicable FCA and European Union rules.
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The MSRB published a brief for market participants that describes the regulatory framework for municipal market swaps and other derivatives.
The SEC secured a court order freezing the profits from allegedly illegal sales of restricted shares of a financial technology company.
CFTC Commissioner Brian Quintenz assured agricultural industry producers and cooperatives that the CFTC was continuing efforts to protect and promote the futures market.
The SEC announced SRO rule changes and proposals for the week of April 2 to April 6, 2018.