The SEC awarded more than $2.1 million to a whistleblower who provided information that resulted in "multiple successful enforcement actions."

A mortgage banker agreed to pay a $5 million fine to settle charges brought by the New York State Department of Financial Services for failure to develop certain controls and keep records as required under state banking law.

The SEC Division of Trading and Markets clarified certain recordkeeping requirements for broker-dealers.

In testimony before the Senate Banking Committee, Consumer Financial Protection Bureau Acting Director Mick Mulvaney outlined his recommendations for curbing the power and authority of the CFPB.

The Federal Trade Commission secured an expanded settlement agreement with Uber Technologies, Inc. following its failure to report a 2016 consumer data breach.