FINRA proposed amending its anti-money laundering rules to codify requirements under FinCEN's Customer Due Diligence Rule. The Rule goes into full effect on May 11, 2018.

The SEC filed additional fraud charges in connection with a recently halted initial coin offering. The SEC also named an additional defendant in the action.

The SEC announced SRO rule changes and proposals for the week of April 16 to April 20, 2018.

A national bank agreed to pay a total of $1 billion to settle charges with the Office of the Comptroller of the Currency and the Consumer Financial Protection Bureau regarding its comprehensive risk management program and certain home mortgage and auto loan policies.