The Alternative Reference Rates Committee published two consultations on U.S. dollar (USD) LIBOR fallback contract language for bilateral business loans and securitizations.
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In a Report on Examination Findings, FINRA highlighted key areas in which broker-dealers failed to establish and maintain adequate supervisory controls and compliance programs.
Two traders were charged with "spoofing" and one charged with inadequate protocols by CME.
The CFTC Division of Swap Dealer and Intermediary Oversight exempted a futures commission merchant from certain audited financial reports requirements.
Experts debated the role of proxy advisory firms and other shareholder voting issues before the U.S. Senate Committee on Banking, Housing and Community Affairs.