ISDA recommended best practices for European Market Infrastructure Regulation trade reporting.

The SEC proposed a new rule and several amendments that would "streamline and enhance" the regulatory framework of mutual funds investing in shares of another fund.

A private equity manager settled SEC charges for breach of fiduciary duty. The SEC alleged that the manager improperly assigned expenses to certain private equity funds.

FINRA summarized recent disciplinary actions against firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws and rules.

The FDIC adopted a final rule to permit FDIC-insured financial institutions "to except a capped amount of reciprocal deposits from treatment as brokered deposits for certain insured depository institutions." Separately, the FDIC requested comments on all aspects of its brokered deposit and interest rate regulations. The FDIC amended its regulations on brokered deposits and interest rate transactions to conform to changes required by Section 202 of the Economic Growth, Regulatory Relief and Consumer Protection Act concerning reciprocal deposits. The final rule will also make conforming