A firm settled FINRA charges for failing to provide to customers accurate disclosures on its cash sweep program and for related supervisory failures.

FINRA proposed a rule change to eliminate current "day trading margin requirements" and replace them with new "intraday margin standards."

The Federal Reserve Board and the FDIC adjusted the asset-size thresholds for "small bank" and "intermediate small bank" as required under Community Reinvestment Act regulations.

FINRA suspended an Investment Company and Variable Contracts Products Representative for borrowing money from two senior customers without firm approval.

A firm settled FINRA charges for failing to establish and maintain a system of risk management controls to prevent the entry of erroneous orders for its "low touch" and "high touch" order flows.