A CFTC supplemental rule proposal was published in the Federal Register which would permit low-risk derivatives clearing organizations that are exempt from registration to offer clearing to U.S. persons under certain circumstances.
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The Basel Committee on Banking Supervision and IOSCO agreed to a one-year extension of the implementation of derivatives initial margin requirements.
A global technology company and its subsidiary settled SEC and DOJ charges for violating the books and records, and internal accounting controls provisions of the Foreign Corrupt Practices Act.
The CFPB updated its previous recommendations for banks and credit unions to report Elderly Financial Exploitation to local, state and federal authorities.
The comment deadline for a CFTC proposal amending swap data reporting regulations was extended from July 29, 2019 until October 28, 2019.