The CFTC’s Divisions of Market Oversight Clearing and Risk granted a no-action request by a designated contract market and derivatives clearing organization on swap data reporting and recordkeeping requirements for certain fully collateralized binary and bounded swaps.

Participants to the UTP Plan, which include Nasdaq and other U.S. national securities exchanges, proposed extending the Processor’s operating hours to support near-continuous trading sessions.

FINRA requested comment on proposed amendments to rules covering the financial exploitation of senior investors and a new rule addressing suspected fraud for all customers.

The Office of the Comptroller of the Currency proposed amending its rules to clarify the authority of national trust banks to engage in non-fiduciary activities.

A firm settled FINRA charges for failing to timely close out failed inter-dealer municipal securities transactions and failing to take prompt steps to obtain possession or control of customer securities.