A firm settled FINRA charges for supervisory failures on low-priced securities transactions, related suspicious activity reporting and the creation and dissemination of statements of held away assets.

Federal Reserve Vice Chair for Supervision Michelle W. Bowman reviewed recent supervisory and regulatory reforms and shared her views on current monetary policy.

The SEC approved an amendment to the National Market System Plan Governing the Consolidated Audit Trail to eliminate the requirement for the Central Repository to collect and store a customer's personally identifiable information.

The Securities and Exchange Commission temporarily suspended trading in the securities of a British Virgin Islands-incorporated holding company due to potential market manipulation.

The Conference of State Bank Supervisors urged Senate Banking Committee leadership to add additional restrictions on stablecoin issuers in the "Digital Asset Market Clarity Act" and to preserve state authority.