FINRA modified a proposal that would amend rules (i) restricting the purchase and sale of initial equity public offerings and (ii) on new issue allocations and distributions.
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Mitsubishi Corporation settled CFTC and NYMEX charges for disruptive trading practices involving precious metals futures products.
CFTC-proposed technical corrections to data privacy rules were published in the Federal Register.
The Federal Reserve Board proposal to raise the threshold for bank holding companies and savings and loan holding companies, subject to Regulation TT assessments, was published in the Federal Register.
FinCEN renewed a Geographic Targeting Order requiring title insurance companies to collect and report beneficial ownership information for certain real estate purchases.