In a new report, the SEC highlighted activities and recommendations from an August 2019 forum organized by the Office of the Advocate for Small Business Capital Formation.

The U.S. House Committee on Financial Services Democratic Caucus named Congress member Brad Sherman (D-CA) as Chair of the Subcommittee on Investor Protection, Entrepreneurship and Capital Markets.

A brand-management company and its former CFO settled SEC charges for generating fictitious revenue to outperform Wall Street analysts' consensus estimates in the second and third quarters of 2014.

The SEC and DOJ charged former executives of a trucking company for engaging in a securities and accounting scheme involving more than $60 million in shareholder losses.