The OCC and the FDIC proposed amendments to the regulations implementing the Community Reinvestment Act to encourage banks to provide more qualified lending, investment and financial services to underserved communities.
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IOSCO finalized a framework to evaluate leverage in investment funds that pose potential risks to financial stability.
The SEC Division of Corporation Finance Office of Mergers and Acquisitions granted no-action relief to an open-end investment company - consisting of five actively managed exchange-traded funds - from requirements under SEA Rule 14e-5, subject to certain conditions.
OFAC issued a Finding of Violation to a U.S. aviation company that engaged with a designated Iranian commercial airline in violation of the Global Terrorism Sanctions Regulations.
The Business Conduct Committees of the New York Mercantile Exchange and the Commodity Exchange sanctioned a firm and several traders for wash trades, disruptive trade practices and failure to comply with investigative procedures.