The Alternative Reference Rates Committee issued a consultation on whether it should recommend a compensation methodology for certain U.S. dollar LIBOR-referencing swaptions.

A broker-dealer settled FINRA charges for failing to test its supervisory controls, procedures and policies, and for failing to document the test results in required certifications and reports.

FINRA proposed a rule change that would implement minimum fees for requests for the expungement of customer dispute information.

In its Annual Economic Report, dated June 23, 2019, the Bank for International Settlements urged regulators to implement policies and regulations that address the emergence of "big tech" in financial markets.