Following an examination of COVID-19's impact on the financial markets in the European Union, the European Securities and Markets Authority recommended specific contingency measures.
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The Financial Conduct Authority is "actively reviewing" firms' business contingency plans in the wake of the COVID-19 outbreak.
SEC staff issued no-action relief from Consolidated Audit Trail requirements in order to enable broker-dealers to implement COVID-19 contingency plans.
The CFTC Division of Market Oversight and Division of Swap Dealer and Intermediary Oversight issued a series of no-action letters to registrants as COVID-19 continues to pose compliance challenges.
Secretary of the Treasury Steven T. Mnuchin named Brian P. Brooks as the new Office of the Comptroller of the Currency Chief Operating Officer and First Deputy Comptroller.