The SEC awarded $450,000 to a whistleblower for providing original information that led to a successful enforcement action.
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An SEC Order providing temporary exemptive relief for certain investment funds and advisers from filing requirements and in-person board meeting requirements was published in the Federal Register.
The Basel Committee Group of Central Bank Governors and Heads of Supervision delayed the implementation dates for Basel III to allow banks to focus on "immediate financial stability priorities" during the COVID-19 pandemic.
FINRA alerted investors to coronavirus-related scams and recommended steps to avoid fraud.
At a Financial Stability Oversight Council meeting, financial regulators shared information on various measures implemented in response to COVID-19.