The SEC directed FINRA and the equity exchanges to submit a new consolidated National Market System plan.

In a new report, the Congressional Research Service described the development of "mortgage servicing rights" since the 2008 financial crisis, and the effect of the COVID-19 pandemic on the value of, and the market for trading in, such rights.

The New York State Department of Financial Services granted virtual currency and money transmitter licenses to Eris Clearing, LLC.

FINRA described four common scams used to target firms and outlined measures that may be taken to alleviate related risks.

An animal nutrition company involved in the sales of agricultural commodities outside of the United States agreed to settle OFAC charges for violations of the Cuban Assets Control Regulations.