At an annual Government-Business Forum on Small Business Capital Formation, SEC officials debated approaches to support the capital needs of small businesses.

A Federal Reserve working group, made up of government and payments industry experts, developed a uniform fraud classification system to address fraud involving Automated Clearing House, wire, and check payments.

An insurance company and its former CFO settled SEC charges for failing to disclose material information regarding the company's estimations of insurance losses and reserves.

In a new risk alert, the SEC Office of Compliance Inspections and Examinations provided details on regulatory examinations to assess registrants' preparation for the discontinuation of LIBOR.

A swap dealer settled a CFTC enforcement action relating to swap data reporting violations.