The FDIC requested information on whether a public/private standard-setting partnership and voluntary-certification program would benefit FDIC-supervised financial institutions seeking to employ new technologies.
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The OCC proposed a rule to clarify when a national bank or federal savings association has made a loan and is considered to be the "true lender" in the "context of a partnership between a bank and a third party, such as a marketplace lender."
At an Asset Management Advisory Committee meeting, SEC officials considered the issues of (i) diversity and inclusion and (ii) technology and data in the asset management industry.
A market maker and provider of execution services settled FINRA charges for automated control failures on its OTC equity trading desk.
The CFTC Division of Swap Dealer and Intermediary Oversight extended temporary no-action relief from July 23, 2020 to September 30, 2020 to principals and associated persons from rules requiring a fingerprint card when registering with the Commission.