The CFTC Division of Market Oversight extended existing no-action relief from ownership and control reporting requirements for reporting entities.

The SEC proposed amendments to regulations on alternative trading systems to improve the "operational transparency, system integrity and regulatory oversight" of those systems that trade in government securities.

Two public companies settled SEC charges for making accounting adjustments that resulted in improper quarterly earnings per share reporting.

An investment bank agreed to settle SEC and CFTC charges that the firm engaged in spoofing in the market for U.S. government securities.

The European Securities and Markets Authority adopted decisions to recognize ICE Clear Europe Limited, LCH Limited and LME Clear Limited as third-country central counterparties beginning on January 1, 2021.