Senate Banking Committee Ranking Member Elizabeth Warren asked SEC Chair Paul Atkins to "promptly release" the agency’s Fiscal Year 2025 enforcement data.
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A firm settled FINRA charges for failing to accurately report statistical and summary information regarding written customer complaints.
The Office of the Comptroller of the Currency rescinded its Fair Housing Home Loan Data System regulation, which required certain national banks to collect and report home loan application data.
SEC Chair Paul Atkins reaffirmed the agency’s commitment to using AI-enabled tools and systems, asserting that the technology enhances market transparency, supports capital formation, and strengthens regulatory capabilities.
A firm settled FINRA charges for providing customers with misleading information about participation in the firm's securities lending program and for related supervisory failures.