NFA updated its CPO registration exemption requirements to conform to recent CFTC amendments on disclosure of prior statutory disqualifications.

The FDIC proposed a rule "to amend the risk-based deposit insurance assessment system applicable to all large insured depository institutions."

The Federal Reserve Board, the OCC and the FDIC issued an interim final rule to excuse community banks that were affected by government policy responses to COVID-19 from the regulatory requirements that apply to institutions with over $10 billion in assets.

A broker-dealer settled FINRA charges for failing to accurately report trades to the MSRB.