CFTC amendments to the conditions under which non-U.S. CPOs qualify for exemption from registration were published in the Federal Register.

An FDIC proposal that would update the risk-based deposit insurance assessment system that applies to all large insured depository institutions was published in the Federal Register.

The CFPB sued an online lender for violations of the Military Lending Act in connection with the extension of consumer credit to active-duty service members and their dependents.

A firm settled FINRA charges of failing to implement an adequate AML program for transactions involving low-priced securities and foreign financial institutions.