Treasury reported to Congress on foreign financial institutions that "knowingly conducted a significant transaction" with sanctioned foreign persons.

Federal Reserve Board Vice Chair for Supervision Randal K. Quarles pointed to the banking supervisory ratings framework as an area for reform.

A broker-dealer settled charges for violating FINRA recordkeeping regulations by failing to keep an accurate memorandum for each brokerage order.

The CFPB adopted two final rules relating to the definition of qualified mortgages, which will expand the scope of the definition and the types of mortgages that government-sponsored enterprises may purchase.

The SEC charged a New York-based brand management company with failure to take into consideration indisputable evidence of goodwill impairment.