A New York State Department of Financial Services investigation found that Facebook routinely obtained sensitive data that was collected through consumers' use of third-party applications.

An online virtual currency trading platform entered into a settlement agreement with the Attorney General of the State of New York for misrepresenting the company's losses and falsely claiming that the currency was backed by the U.S. dollar.

The NFA Board of Directors re-elected Maureen C. Downs to serve as Chair for a one-year term and Don Thompson to serve as Vice Chair.

In a new whitepaper, SIFMA detailed the potential negative implications of legislation that would reimpose a New York State Stock Transfer Tax.

The Congressional Research Service considered the application of the Congressional Review Act "lookback" provisions to final rules adopted in the last months of the Trump administration.