The SEC Office of Investor Education and Advocacy offered investors a primer on environmental, social and governance funds.
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The Federal Financial Institutions Examination Council updated sections and examination procedures in its FFIEC Bank Secrecy Act / Anti-Money Laundering Examination Manual.
In its 2020 annual report, the Structured Finance Association reviewed its government affairs record in 2020 and highlighted the LIBOR transition as a continuing priority for 2021.
Senator Elizabeth Warren proposed a bill that would provide for an annual tax on households and trusts with a net worth of over $50 million.
The SEC Division of Examinations outlined areas of focus concerning digital asset securities for future examinations.