The National Futures Association repealed an Interpretive Notice which required commodity pool operators and commodity trading advisers to report quarterly certain financial ratios.
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The Federal Deposit Insurance Corporation rescinded its Statement of Policy on Qualifications for Failed Bank Acquisitions and related interpretive questions and answers.
The SEC approved a proposed rule change by The Nasdaq Stock Market LLC to enable the trading of securities in tokenized form during the pendency of a tokenization pilot program operated by the Depository Trust Company.
The SEC approved an amendment to the National Market System Plan Governing the Consolidated Audit Trail to implement a revised, two-year interim funding model known as the "Executed Share Model."
The North American Securities Administrators Association opposed FINRA’s proposal to permit performance projections in broker-dealer communications with the public, citing inadequate protections for retail investors.