FINRA proposed amendments on margin requirements for Covered Agency Transactions.
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The SEC approved the registration of Depository Trust and Clearing Corporation Data Repository (U.S.), LLC as the first registered security-based swap data repository.
The Office of New York Attorney General Letitia James filed a motion for a temporary restraining order against a digital asset company and its senior officers "to immediately halt the continued illegal and fraudulent operations of the cryptocurrency trading platform."
Treasury Secretary Janet L. Yellen appointed Michael Hsu as OCC Acting Comptroller.
The Alternative Reference Rates Committee highlighted market indicators that it will consider when recommending a forward-looking Secured Overnight Financing Rate term rate.