Twenty-one investment advisers and six broker-dealers agreed to settle SEC charges for failing to file and deliver in a timely fashion their client or customer relationship summaries.
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The U.S. House Financial Services Subcommittee on National Security, International Development and Monetary Policy considered testimony on the creation of a U.S. central bank digital currency.
The SEC granted a substituted compliance determination for French-regulated security-based swap dealers.
A New York-based online money transmitter settled potential civil liability for alleged violations of multiple sanctions programs.
The National Credit Union Administration Board requested comment on the existing and potential effects of digital assets and related technologies activity on federally insured credit unions and related entities.