In an effort to "ensure an orderly wind-down," the UK Financial Conduct Authority will require the publication of certain "synthetic" LIBOR rates for JPY and GBP.
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A financial communications company settled CFTC charges for operating an unregistered swap execution facility.
SEC Chair Gary Gensler highlighted regulatory developments in the "asset management space."
A company operating a digital asset exchange settled CFTC charges for (i) engaging in illegal off-exchange trading of retail commodity transactions with U.S. customers that were not eligible contract participants, and (ii) failing to register as a futures commission merchant.
An equities trading firm settled NYSE National charges for failing to (i) provide notice of its withdrawal as a market maker for certain securities and (ii) identify NYSE National as an exchange from which it intended to deregister.