Commentary by Daniel Meade
Acting Comptroller of the Currency Michael J. Hsu underscored the need to "modernize the regulatory perimeter," by subjecting FinTech and crypto firms that offer banking services to the banking regulatory framework.
A broker-dealer and its general securities principal settled FINRA charges for deficient escrow account procedures while acting as a placement agent for a contingency offering.
In "A Collection of Essays Focused on Collateral Optimization in the OTC Derivatives Market," ISDA shared perspectives based on interviews with buy- and sell-side market participants.
IOSCO requested comment on proposed modifications to its "2011 Principles for the Regulation and Supervision of the Commodity Derivatives Markets."
The Cabinet Regulatory Tracker is a list of effective dates, comment deadlines and expiration dates.