The SEC proposed amendments to its broker-dealer and security-based swap dealer electronic recordkeeping requirements.

SIFMA conducted an industry-wide cybersecurity exercise in which participants responded to and recovered from simulated ransomware attacks targeting the financial sector.

In a new report, MSRB staff examined the use of external liquidity in both "small" and "large" secondary market transactions over the past decade.

In its annual enforcement report, the SEC called attention to the filing of over 450 new enforcement actions in fiscal year 2021 and the wide variety of actions taken.