Senators Elizabeth Warren and Chris Van Hollen warned that a recent SEC interpretive release, which exempts from securities laws certain crypto transactions, strips away longstanding investor protections while delivering a windfall to the crypto industry and the Trump family.

SEC Chair Paul Atkins attributed the decline in initial public offerings of small/medium sized companies to decades of cumulative rulemaking that made the process of going public - and remaining public - more burdensome than beneficial.

The SEC approved a FINRA amendment to replace its "current day trading margin provisions with a modern intraday margin standard."

FINRA sanctioned a former former associate for serving as a board member and treasurer of an outside for-profit streaming platform without providing prior written notice to his member firm.

The United States and the CFTC sued New York State to block it from applying state gambling laws to event contracts traded on CFTC-regulated exchanges.