Commentary by Steven Lofchie
SEC Commissioner Allison Herren Lee called for new standards of professional conduct to address “can-do” corporate lawyering.
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Commentary by Steven Lofchie
The Business Conduct Committees of the New York Mercantile Exchange and the Commodity Exchange sanctioned two firms and two traders for numerous exchange rule violations related to block trades and wash trades.
The North American Securities Administrators Association highlighted web-based investor education resources as part of National Consumer Protection Week.
In a speech before the ABA Institute on White Collar Crime, Attorney General Merrick B. Garland highlighted DOJ's "first priority in corporate criminal cases," the prosecution of individuals who profit from corporate malfeasance.
OFAC updated its Specially Designated Nationals and Blocked Persons List to include numerous Russian individuals, entities and assets.