The SEC appointed Dave A. Sanchez to direct the agency's Office of Municipal Securities.

FINRA reminded members that a firm's responsibility to meet its supervisory obligations "rests with a firm’s business management, not its compliance officials." FINRA highlighted the factors it considers before imposing supervisory liability on a firm's Chief Compliance Officer.

The CFPB updated its supervisory operations and examinations manual to better pursue "discrimination in all consumer finance markets, including credit, servicing, collections, consumer reporting, payments, remittances, and deposits."

CFTC Chair Rostin Behnam and FIA President and CEO Walt Lukken addressed current global market volatility due to the war in Ukraine, and recent developments concerning digital assets, disintermediation and derivatives.