The Cboe BYX Exchange filed a proposal with the SEC to adopt the pilot program for Market-Wide Circuit Breakers on a permanent basis.
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The SEC granted exemptive relief to a real estate-related ETF.
The CFPB charged a credit-reporting agency, two of its subsidiaries and one of its senior executives with repeatedly failing to comply with a previously issued law enforcement order.
In the United States District Court for the Southern District of New York, the SEC obtained a final judgment against an adviser and his UK-based financial services firm for engaging in billions of dollars of U.S. securities transactions without registering as a broker-dealer.
SEC Chair Gary Gensler explained his support for the SEC's proposal to mandate climate-risk disclosures for public companies.